Broker Check

Our Team

At our firm, we have the client—and only the client—in mind.

With close to 100 years of collective business and investment experience, we are here to actively listen to our clients’ goals and work diligently in-house or with outside industry experts to design and implement specific plans. Whether its securing income for your retirement, planning for your grandkids' education, distributing your family assets, or managing your investments, we have the experience to help.


David Babb



David’s investment career spans almost 25 years working for corporations, municipalities, and families. He gained his fixed income expertise as a portfolio manager at Unum (formerly Provident Insurance Company), shepherding a $2...

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Erik Boehm, CFA, CKA



Erik brings international and institutional investment perspectives to the team, having begun his career in the Czech Republic working for both a local bank and an emerging equity fund. He enjoyed his European professional adventures...

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Business Development

Tom Francescon

Business Development & Client Relations



Tom’s dedicated close to 40 years to building and maintaining rich client relationships. Tom is a "full-service resource" whose network thinks of him as “trustworthy, steadfast and sincere”.

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Trading & Research

Client Centered

Client Centered

Whether you are investing to build wealth, protect your family, or preserve your assets, our personalized service focuses on your needs, wants, and long-term goals.

Our team of professionals has years of experience in financial services. We can help you address your needs of today for many years to come. We look forward to working with you.

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